Form 10-Q shall be used for quarterly reports under Section 13 or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 7 8m or 78o(d)), ? form pursuant to Rule 13a-13 or Rule 15d-13 shall be ?led within the following period after the end of each of the ?rst three ?scal quarters of each ?scal year, but no report need be ?led for the fourth quarter of any ? scal year:, 1/14/2021 · (4) If a material contract or plan of acquisition, reorganization, arrangement, liquidation or succession is executed or becomes effective during the reporting period reflected by a Form 10-Q or Form 10-K, it shall be filed as an exhibit to the Form 10-Q or Form 10-K filed for the corresponding period. Any amendment or modification to a previously filed exhibit to a Form 10, 10-K or 10-Q document.
Form 10-Q, sometimes listed as QRTLYRPT is a Security and Exchange Commission quarterly report filing form .. Form 10-Q shall be used for quarterly reports under Section 13 or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)), fled pursuant to Rule 13a-13 (17 CFR 240.13a-13) or Rule 15d-13 (17 CFR 240.15d-13).A quarterly report on this form pursuant to Rule 13a-13 or Rule …
Form Check Guide: Form 10-Q Checklistby Wilson Sonsini Goodrich & Rosati, P.C.
with Practical Law Corporate & Securities Related Content Maintained • USA (National/Federal)This Checklist lists the information generally required to be included in a Form 10-Q filing. It notes the source of each requirement and lists relevant SEC guidance with which counsel preparing or reviewing a Form 10-Q …
SEC EXHIBIT LIST EXHIBIT NUMBER DESCRIPTION EX-1 Underwriting agreement EX-2 Plan of acquisition, reorganization, arrangement, liquidation or succession EX-3 (i) (i) Articles of incorporation … Form 10-Q or quarterly report to security holders 3 EX-14 Code of Ethics, Form 10-Q – SEC, 17 CFR § 229.601 – (Item 601) Exhibits. | CFR | US Law …
EX-4.15 2 ex4-15todec302005form10q.htm EXHIBIT 4.15 TO DECEMBER 30, 2005 FORM 10-Q EXHIBIT 4.15 EXECUTION COPY … in the form of Exhibit A or any other form approved by the Administrative Agent. …
Exhibit 31.1 . CERTIFICATION PURSUANT TO RULE 13a-14(a) OF THE SECURITIES EXCHANGE ACT OF 1934, AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002. I, Sumit Sharma, certify that: 1. I have reviewed this quarterly report on Form 10-Q for the period ended September 30, 2020 of MicroVision, Inc. 2.
8/2/2019 · “ Exhibit 104 The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2019, formatted in Inline XBRL (included in Exhibit 101).”, Form 10-Q Question: As a large accelerated filer, should our 10-Q exhibit list include a separate reference to Exhibit 104? Based on our discussions with SEC Staff within the SEC’s Division of Corporation Finance, we understand the position of the Staff in Corp Fin’s Office of Chief Counsel is that a registrant should explicitly reference …
7/17/2011 · As permitted by Rule 405(a)(2)(ii) of Regulation S-T, Exhibit 101 was required to be furnished by amendment within 30 days of the original filing date of the Form 10-Q. No other changes have been made to the Form 10-Q and the Form 10-Q has not been updated to reflect events occurring subsequent to the original filing date. Blyth Inc.
